Brady Sutfin
Omaha
Summary
Accomplished Financial Advisor with expertise in financial planning, investment management, and risk management for over 300 households and nearly $1 billion in assets. Proficient in providing holistic wealth management through investment strategies, tax optimization, insurance solutions, and philanthropic guidance. Proven ability to coordinate comprehensive financial practices, enabling clients to achieve generational financial goals.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Financial Advisor
D.A. Davidson Companies
11.2022 - Current
- Provide wealth management services to a diverse client base of over 300 households and $1 billion in investable assets
- Contributed to growth of a Wealth Management book to $1billion in assets from $600million in three years
- Utilize Money Guide Pro for financial plan modeling and retirement income planning
- Attend a 60 minute and 30 minute investment committee meeting every day. Contribute reading and research thoughts to the group through the Socratic method
- Manage $250million in Sanitary Improvement District Warrant and Bond portfolio. Consists mostly of illiquid securities
- Coordinate equity block trades with our internal trading desk
- Coordinate low volume and thinly traded securities with our internal trading desk
- Coordinate investment management services with a team of investment analysts and lead Portfolio Manager
- Successfully transitioned three key employees with three new hires
- Provided administrative support on Hedge Fund accounting, compliance, and customer service, and a final in-kind distribution of securities within the Hedge Fund to investors
- Developed tailored financial plans for diverse client portfolios, enhancing overall client satisfaction.
- Analyzed market trends and investment opportunities to provide strategic recommendations for clients.
- Conducted detailed risk assessments to align client goals with appropriate investment strategies.
- Collaborated with cross-functional teams such as our Trust Department and Fixed Income trading desk to streamline processes, improving operational efficiency and service delivery.
- Cultivated strong relationships with clients through regular communication and personalized service initiatives.
- Established new client relationships by conducting thorough needs assessments during initial consultations.
Producer and Account Executive
SilverStone Group, a HUB International Company
07.2021 - 11.2022
- Generated over $300,000 in new business within 15 months.
- Secured new clients for employee benefit consulting services through targeted outreach.
- Simplified complex insurance options for small business leaders and HR professionals.
- Collaborated with insurance partners to provide tailored solutions for clients.
- Educated clients on health, dental, vision, life, and disability insurance.
Tax Accountant
Lutz
10.2020 - 07.2021
- Maximized client satisfaction by preparing complex tax returns for individuals and corporations.
- Ensured strict compliance with federal, state, and local tax regulations for clients.
- Developed tailored tax strategies for individuals and small businesses to enhance compliance.
- Streamlined tax filing processes that significantly benefitted client businesses and personal finances.
Audit Associate
KPMG
08.2019 - 10.2020
- Ensured compliance with U.S. GAAP through financial statement audits.
- Collaborated with Senior Associates and Managers to communicate audit results.
- Executed Single Audits for governmental clients to verify Federal program compliance.
- Strengthened internal controls by assessing public and private company processes.
Education
Bachelor of Business Administration (B.S.B.A), with honors - Accounting Major, Management Minor
University of Nebraska At Omaha
01.2019
Skills
- Investment advice
- Relationship building and management
- Asset allocation
- Analytical thinking
- Retirement planning
- Risk assessment
- Personal financial forecasting
- Retirement needs
- Portfolio construction
Certification
- Certified Financial Planner (CFP), earned 2024-12
- Chartered Advisor in Philanthropy (CAP), earned 2024-12
- Certified Public Accountant (CPA), earned 2021-07
- Series 7
- Series 66
- Life and Health Insurance
Timeline
Financial Advisor
D.A. Davidson Companies
11.2022 - Current
Producer and Account Executive
SilverStone Group, a HUB International Company
07.2021 - 11.2022
Tax Accountant
Lutz
10.2020 - 07.2021
Audit Associate
KPMG
08.2019 - 10.2020
Bachelor of Business Administration (B.S.B.A), with honors - Accounting Major, Management Minor
University of Nebraska At Omaha